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Previously, Mr. Marks was director of investment advisor services at National Regulatory Services and an instructor for the Center for Compliance Professionals. He practiced law for Day Pitney LLP, in Hartford, Connecticut, and served as a law clerk for in Connecticut’s Supreme Court and Appellate Court. Mr. Marks earned his law degree magna cum laude from Western New England College School of Law and his bachelor’s degree magna cum laude from the University of Connecticut. |