Speaker Details
Speaker Name: Keith Marks
Job Title: Partner, Sr. VP
Company: Ascendant Compliance Management
Speaker photo
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A partner at Ascendant Compliance Management, Inc., Keith Marks provides consulting, onsite mock examinations and registration services to investment managers. He frequently speaks to compliance professionals at in-house training programs, at industry conferences and via web seminars. In addition, he regularly contributes compliance-related articles to advisory firm newsletters.
Previously, Mr. Marks was director of investment advisor services at National Regulatory Services and an instructor for the Center for Compliance Professionals. He practiced law for Day Pitney LLP, in Hartford, Connecticut, and served as a law clerk for in Connecticut’s Supreme Court and Appellate Court.
Mr. Marks earned his law degree magna cum laude from Western New England College School of Law and his bachelor’s degree magna cum laude from the University of Connecticut.